Principal Auditor, (Experienced Senior Auditor) AML/Fraud and Ethics Audits (Hybrid)
Core
Lead BSA/AML, Sanctions, and Fraud Compliance audits to provide independent assurance on Capital One's governance, risk management, and internal control processes.
Role type
Principal Auditor (AML/Fraud and Ethics)
Builds
Independent audit opinions and recommendations for the Audit Committee
Domain
Financial Services / Banking Compliance
Required skills
Risk assessment, audit planning, testing, data analytics, regulatory knowledge (BSA/AML/Sanctions), stakeholder communication, coaching
Preferred skills
Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), data analysis experience
Technologies
Data analytics tools
Responsibilities
Lead small to medium size BSA/AML, Sanctions, and Fraud Compliance audits; Perform risk assessments and relevant testing; Communicate issues, risks, and recommendations to management; Follow up on agreed audit actions; Leverage data and analytical tools during planning and fieldwork
Seniority
Principal, hands-on IC with mentorship
