Principal Auditor, (Experienced Senior Auditor) AML/Fraud and Ethics Audits (Hybrid)
Core
Lead BSA/AML, Sanctions, and Fraud Compliance audits to provide independent assurance on Capital One's governance, risk management, and internal control processes.
Role type
Principal Auditor (AML/Fraud and Ethics)
Builds
Independent audit opinions and recommendations for the Audit Committee
Domain
Financial Services / Banking Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk assessment, audit planning, testing of controls, data analytics, stakeholder communication, follow-up on audit actions
Preferred skills
Data analysis, coaching/mentoring, change management
Technologies
Data analytics tools
Responsibilities
Lead small to medium size BSA/AML, Sanctions, and Fraud Compliance audits; Perform risk assessments and relevant testing; Communicate issues, risks, and recommendations to management; Operate independently to meet schedule and quality standards; Follow up on agreed audit actions; Seek learning opportunities to enhance skills
Seniority
Principal, hands-on IC with mentorship