Principal Risk Specialist
Core
Ensure technology controls comply with internal and external regulatory requirements, supervise routine risk activities, and develop strategic risk management solutions for Capital One's Technology SOX Governance team.
Role type
Principal Risk Specialist (Technology SOX Governance)
Builds
Compliance with regulatory requirements and effective technology risk controls
Domain
Financial Services / Technology Risk & Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Information Systems Risk Management, IT Audit, IT Compliance, Sarbanes-Oxley (SOX) regulations, Project Management, Cloud services (AWS, GCP, Microsoft Azure)
Preferred skills
Experience in Financial Services institutions, Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), Certified Public Accountant (CPA)
Responsibilities
Ensure assigned Tech controls are operating effectively and as designed, provide consultation and oversight on control design, perform preassessments of Tech SOX controls, manage identified potential issues and remediation plans, contribute to continuous process improvement initiatives
Seniority
Principal, hands-on IC with strategic oversight
