Business Risk Partner, Investment Banking & Institutional Broker-Dealer
Core
Manage first line of defense risk management for Investment Banking and Institutional Broker-Dealer, overseeing risk identification, assessment, reporting, and remediation.
Role type
Senior IC operational risk manager
Builds
Risk management frameworks, control testing programs, and KRI reporting for corporate securities underwriting and syndications
Domain
Financial services / Investment Banking / Institutional Broker-Dealer
Deliverable
dashboards & analysis
Required skills
Risk identification and assessment, control testing, KRI monitoring, RCSA development, policy development, staff coaching and mentoring, regulatory compliance
Preferred skills
Investment bank risk (Syndicated Loan, Loan Trading, Institutional Equity/Fixed Income Trading, FX, Interest Rate Derivative, Trade Finance), FINRA and SEC knowledge
Responsibilities
Lead planning and execution of first line of defense risk management; drive risk-based testing programs; monitor KRI performance; oversee RCSA completion; identify emerging risks from new products/markets; manage issue escalation and remediation; develop and maintain departmental policies; mentor staff and manage performance appraisals
Seniority
Senior, hands-on IC