Wealth Senior Client Associate
Core
Support servicing and sales enablement activities to drive new client relationships and retain/expand High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management.
Role type
Senior IC Wealth Client Associate
Builds
Client relationships and account maintenance for HNW/UHNW clients
Domain
Wealth Management / Banking
Deliverable
client delivery
Required skills
complex transaction processing, AML/BSA/KYC compliance, client relationship management, process improvement, risk identification, team guidance
Preferred skills
CFP or CTFA certification, Private Banking product knowledge, Trust experience
Technologies
word processing, spreadsheet, presentation software
Responsibilities
Build and maintain strong client relationships; complete new account openings and collect compliance requirements; process complex client transactions and resolve escalations; review daily department reports for compliance; provide sales support for special projects; identify risk-related issues; share knowledge with less experienced team members
Seniority
Senior, hands-on IC