Associate Financial Advisor
Core
Provide professional, customized investment advice and build strong client relationships to meet financial goals and drive portfolio growth.
Role type
Associate Financial Advisor (Wealth Sales & Service)
Builds
Customized investment solutions, financial plans, and client onboarding experiences
Domain
Banking / Wealth Management / Financial Planning
Required skills
Investment product expertise, portfolio management, client relationship building, regulatory compliance (FINRA/BIS), sales goal achievement, retirement planning, tax document explanation
Preferred skills
Series 7, 66, 63, 65 licenses, Life and Health insurance licenses, 3-5 years financial industry experience, university degree
Technologies
LPL ClientWorks, SalesForce, Moneyguide-Pro
Responsibilities
Review client portfolios and present investment solutions, manage direct client relationships with total assets of $100MM, meet monthly sales goals, provide advice on maturities and uninvested opportunities, adhere to AML and regulatory requirements, develop financial plans and solution positioning
Seniority
Mid-level, hands-on IC