Senior Compliance Officer, Reporting and Data Analytics
Core
Implements, maintains, and administers compliance programs; coordinates risk assessment, monitoring, and testing to ensure alignment with regulatory and fiduciary obligations.
Role type
Senior Compliance Officer (Reporting and Data Analytics)
Builds
Compliance information, reports, and risk mitigation strategies for business groups within a financial institution.
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory knowledge, risk assessment, compliance monitoring, data analysis, policy development, root cause analysis, issue resolution, stakeholder advisory, training needs assessment, audit support.
Preferred skills
Compliance certification, regulatory body experience, consumer protection regulations expertise.
Technologies
Compliance monitoring tools, data analysis platforms, regulatory policy management systems.
Responsibilities
Conduct risk assessments and monitoring/testing activities; analyze and report compliance data; develop and maintain guidelines and procedures; advise business groups on regulatory developments; support root cause analysis of control failures; interact with examiners and auditors; provide regulatory perspective on sales and marketing materials.
Seniority
Senior, hands-on IC
