Principal Analyst, SOX and Risk Advisory
Core
Lead risk management lines of business including scoping, risk assessment, control design, testing, deficiency analysis, reporting, and quarterly certifications for SOX compliance.
Role type
Principal Analyst, SOX and Risk Advisory
Builds
Risk advisory services and financial reporting compliance frameworks
Domain
Financial Services / Risk Management / Internal Controls
Deliverable
dashboards & analysis
Required skills
Risk assessment, control design, deficiency analysis, root cause analysis, stakeholder communication, regulatory change management, process transformation analysis, control performance metrics reporting
Preferred skills
SOX controls expertise, Big Four auditing experience, CPA/CIA/CISA certification
Technologies
N/A
Responsibilities
Lead lines of business through risk management processes; Liaise between business units, risk offices, internal/external auditors, and executives; Collaborate on investigations and remediation of process breakdowns; Support process level risk assessments; Provide risk advisory for major projects; Partner with 1st and 2nd line teams; Support regulatory change management; Assess control changes for business transformation; Report control performance metrics; Communicate risks to senior leadership.
Seniority
Principal, hands-on IC with strategic influence