Principal Auditor - Risk Management
Core
Lead audits of Second Line Risk Management (Enterprise, Operational, Third Party, Business Continuity, Payment, Network Conflict) and First Line Risk Offices, providing subject matter expertise and advisory to other audit teams.
Role type
Principal Auditor (Senior IC)
Builds
Independent assurance opinions and recommendations on risk management frameworks and internal controls.
Domain
Financial Services / Risk Management / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk management principles, internal control verification, audit planning and scoping, evidence analysis, issue escalation, data analytics, coaching and mentoring
Preferred skills
Auditor-in-charge experience, banking/financial services background, data analysis for auditing, CIA/CPA certification, Master's degree in Accounting/Finance/MBA
Technologies
Data analytics tools
Responsibilities
Lead small audits or own significant components of larger audits; Develop engagement planning documentation and audit programs; Design and execute procedures to verify internal controls; Prepare documentation and draft audit findings; Communicate progress to team, clients, and auditor-in-charge; Coach and provide feedback to junior staff
Seniority
Senior, hands-on IC with mentorship responsibilities