Principal Auditor - Finance
Core
Lead and execute internal audits for Capital One's Finance business, focusing on accounting, regulatory reporting, market/liquidity risks, and treasury/balance sheet management.
Role type
Principal Auditor (Finance)
Builds
Assurance coverage for Finance business operations and risk management processes
Domain
Banking / Financial Services / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
audit planning, internal control testing, risk assessment, financial analysis, data analytics, stakeholder communication, team coaching
Preferred skills
banking/financial services experience, data analysis for auditing, advanced degree (MBA/Master's in Accounting/Finance), professional certifications (CIA/CPA/CFA/FRM)
Technologies
data analytics tools
Responsibilities
Lead small audits or significant components of larger audits; develop engagement planning and audit programs; design and execute audit procedures to verify internal controls; document findings and processes; coach and train junior audit staff
Seniority
Senior, hands-on IC with mentorship responsibilities