Compliance Advisory Specialist III, Local Governance
Core
Second line of defense risk management role ensuring corporate initiatives and business processes comply with applicable laws and regulations.
Role type
Senior IC compliance advisory specialist (local governance)
Builds
Compliance risk management frameworks, reports, and training programs for the Privacy, Enterprise Services, and Third Party Management teams.
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Compliance risk management, regulatory analysis, internal audit evaluation, change management, process improvement, executive reporting, team facilitation
Preferred skills
Project management, regulatory compliance certifications (CRCM, CIPP, AIGP)
Technologies
None explicitly stated
Responsibilities
Liaise with Enterprise Compliance Governance and other Local Governance Leads; maintain understanding of Compliance Risk Management Framework and regulations; capture, maintain, and analyze compliance data; manage key reporting activities; evaluate Internal Audit and Regulatory Exam issues; participate in complex projects; prepare agendas and facilitate meetings; provide change management support; lead department training; support Compliance Advisory teams.
Seniority
Senior, hands-on IC
