Compliance Testing Manager - Anti-Money Laundering (AML)
Core
Second line of defense role ensuring regulatory requirements are met across the enterprise by performing quality assurance on compliance testing and managing a team of testers.
Role type
Senior IC Compliance Testing Manager (AML)
Builds
Regulatory compliance assurance and validated test results for the enterprise
Domain
Financial Services / Anti-Money Laundering (AML)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Team management, test plan development, test execution validation, data sourcing, regulatory adherence, stakeholder communication, problem solving
Preferred skills
ACAMS, CFE, CFCS, or CRCM certification; knowledge of SAR/CTR/STR filing requirements; knowledge of US and Canadian AML and Sanctions laws
Technologies
None stated
Responsibilities
Manage and develop team of Compliance Testers, Develop test plans and validate test design, Evaluate accuracy of tests executed by compliance testers, Manage staffing assignments and testing schedules, Identify need for improved data sourcing and partner with business/IT, Analyze and document work results, Support ICTT and Compliance audit and exams
Seniority
Senior, hands-on IC with people management