Director, Compliance Advisor
Core
Leading second-line Compliance functions for Capital One Shopping, advising senior business leaders on product/service delivery and overseeing the compliance management program.
Role type
Director, Compliance Advisor
Builds
Compliance management program (CMP) and risk mitigation strategies for Capital One Shopping
Domain
Financial Services / Banking / Consumer Protection
Deliverable
client delivery
Required skills
Business judgment, regulatory expertise, risk management, stakeholder management, strategic planning, cross-functional collaboration, international regulatory knowledge
Preferred skills
Advanced degree (JD/MBA), CRCM certification, people management, regulator engagement experience
Technologies
Analytics, automation
Responsibilities
Advise senior leadership on business strategy and compliance; oversee CMP development and execution; manage compliance risk management function evolution; promote compliance risk culture; monitor regulatory trends; build partnerships with internal teams and external regulators; report compliance results to senior management and Board
Seniority
Director, strategic leadership