Compliance Testing Manager
Core
Second line of defense role ensuring regulatory requirements are met across the enterprise by performing quality assurance on risk-based compliance transaction testing.
Role type
Senior IC Compliance Testing Manager
Builds
Validation processes for compliance transaction testing
Domain
Financial Services / Regulatory Compliance
Deliverable
production ML models | dashboards & analysis | client delivery
Required skills
Risk-based compliance testing, Test design & validation, Team management, Regulatory analysis, Data sourcing, Audit support
Preferred skills
People management, Data analysis, Consumer privacy law knowledge, Professional certifications (ACAMS, CFE, CFCS, CRCM, CIPP, AIGP)
Technologies
AI tools, Machine Learning tools
Responsibilities
Manage and mentor compliance testers, Validate test plans and execution accuracy, Ensure timely and accurate testing results, Identify opportunities to improve testing with AI/ML, Collaborate with compliance advisors and business areas, Support Independent Compliance Transaction Testing (ICTT) and audits
Seniority
Senior, hands-on IC with management potential