Sr Investment Associate
Core
Supports portfolio managers and Investment Advisors by preparing client meeting materials, processing trades, managing account documentation, and handling client inquiries.
Role type
Sr Investment Associate (Wealth Management Operations)
Builds
Client account files, trade executions, portfolio reports, and meeting materials
Domain
Wealth Management / Asset Servicing
Required skills
Investment product knowledge, report retrieval, account documentation setup, trade processing, fee analysis, tax cost research, client communication, DTC transfers, cash transfer processing, risk management adherence
Preferred skills
CFA or CFP coursework, GDWM tool mastery, proactive recommendation making, client meeting participation
Technologies
EDS, PIMS, IMS, PAS, CIT, GDWM
Responsibilities
Prepare portfolio materials for client review meetings; Set up account documentation for new/existing clients; Process fund trades and client cash transfers; Communicate with clients and portfolio managers on requests; Research tax discrepancies and oversee account adjustments; Review fee worksheets for accuracy; Begin making recommendations to support Investment Advisors; Participate in client meetings
Seniority
Mid-level, hands-on IC
