Sr. Analyst, Securities Services
Core
Onboarding and setting up new clients for mutual funds and CITs via automated platforms or direct channels, managing asset movements, account transfers, and complex transaction processing.
Role type
Senior Analyst, Securities Services (Mutual Funds & Daily Valuations)
Builds
Client account setups, asset transfers, and operational workflows for mutual funds and institutional/retail clients.
Domain
Wealth Management / Asset Servicing / Securities
Required skills
Interpret policies/procedures, process domestic/international wires and retirement distributions, execute account transfers, establish and update client accounts, navigate financial systems, coach junior team members, identify process improvement opportunities
Preferred skills
None stated
Technologies
NSCC, DWAC, DRS, automated platforms
Responsibilities
Process and approve domestic and international wires, retirement distributions, conversions, free deliveries, DWACs, and DRS; Complete incoming account transfer asset reviews; Initiate and monitor account transfers; Establish new accounts and update accounts per client instructions; Support front office representatives by navigating systems and procedures; Execute timely and accurate workflow/control activities; Coach and develop junior level partners as subject matter expert
Seniority
Mid-level (1-3 years experience), hands-on IC
