Regulatory Change Quality Assurance Specialist
Core
Independent quality assurance reviews of Regulatory Change Management controls, processes, data, and technology to ensure regulatory changes are identified, assessed, managed, and reported effectively.
Role type
Senior IC Quality Assurance Specialist (Regulatory Change Management)
Builds
Independent assurance reviews, risk-based recommendations, and closure assessments for regulatory change initiatives
Domain
Financial Services / Regulatory Compliance / Quality Assurance
Deliverable
dashboards & analysis
Required skills
Quality assurance reviews, control testing, regulatory compliance programs, analytical and investigative skills, risk-based solution development, written communication for audit/regulatory responses
Preferred skills
Internal Audit, Compliance Testing, Operational Risk, Regulatory Change Management, regulatory inventory management, remediation program support
Technologies
Microsoft Office, workflow platforms, governance platforms, risk platforms, compliance platforms
Responsibilities
Conduct independent QA reviews of GRCM controls and data; Assess adequacy of regulatory monitoring and horizon scanning; Identify process inefficiencies and governance gaps; Draft observations and remediation closure packages; Support audit and regulatory examination activities; Monitor emerging risk themes and lessons learned
Seniority
Senior, hands-on IC
