Audit Specialist - Asset & Wealth Management
Core
Conduct risk-based audits and provide technical guidance across Asset and Wealth Management activities to identify risks, controls, and regulatory impacts.
Role type
Senior IC audit specialist (Asset & Wealth Management)
Builds
Audit reports, executive summaries, and risk assessments for Asset Management and Wealth Management portfolios
Domain
Financial services / Asset Management / Wealth Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
risk-based auditing, internal control evaluation, regulatory compliance analysis, data analytics, report writing, stakeholder communication, project management
Preferred skills
subject matter expertise in investment management, lead auditor experience, knowledge of data analytics techniques
Technologies
data analytics tools, audit management systems
Responsibilities
Support development and execution of risk-based audit coverage, participate in audits and risk assessments, evaluate governance processes and internal controls, analyze audit results to identify trends, provide technical guidance to audit teams, monitor regulatory developments, assist in developing audit staff
Seniority
Senior, hands-on IC