Brokerage Operations, Consultant
Core
Provide operational trade support to Sales and Trading teams and institutional clients, managing the post-trade lifecycle from allocation through settlement and reconciliation.
Role type
Senior IC brokerage operations professional
Builds
Post-trade operational processes for global capital markets
Domain
Financial services / Capital Markets
Required skills
Post-trade lifecycle management, trade allocation, pre-matching, settlement, reconciliation, exception management, operational controls, regulatory compliance knowledge, analytical problem-solving, attention to detail, process improvement
Preferred skills
Brokerage transaction support experience, capital markets operational environment experience, knowledge of applicable regulatory requirements, relevant professional certifications
Technologies
N/A
Responsibilities
Provide day-to-day operational support across the post-trade lifecycle, including trade allocation, pre-matching, settlement and reconciliation. Review transactions, positions, cash activity, account records and related data to ensure accuracy, completeness and timely processing. Investigate and resolve straightforward trade, settlement and reconciliation issues. Monitor transactions against settlement deadlines, client service expectations and operational control requirements. Support institutional clients, accounts and transactions while maintaining a high standard of service. Maintain appropriate operational controls and ensure activity is completed in line with established policies, procedures and regulatory requirements. Identify opportunities to improve workflows, controls, processes and operational documentation.
Seniority
Mid-level, hands-on IC
