Consultant, Capital Markets Operations
Core
Provide end-to-end brokerage operations support covering trade execution, book-out, allocation, confirmation, settlement, and reconciliation for equity, fixed income, and option transactions.
Role type
Senior IC capital markets operations consultant
Builds
Agency brokerage accounts and settlement workflows
Domain
Capital Markets / Brokerage Operations
Required skills
Trade lifecycle management, account opening process management, client static data maintenance, trade matching and settlement monitoring, reconciliation and position management, risk analysis, process improvement, cross-functional collaboration
Preferred skills
Commercial awareness of settlement risk, complex issue resolution, project support
Technologies
Central Trade Manager
Responsibilities
Provide end-to-end brokerage operations support from trade execution and book-out through allocation, confirmation, settlement, and reconciliation; Manage the account opening process in partnership with Client Integration, Compliance, Sales Trading, and Operations teams; Maintain client static data including confirmation setup, commission rates, sub-account configuration, and settlement instructions; Review documentation and account activity for accuracy and compliance; Book out and allocate equity, fixed income, and option transactions; Monitor market-side and client-side trade matching and settlement to resolve mismatches; Apply commercial awareness to settlement risk including high-value trades and debit-interest exposure; Support daily reconciliation and position management to ensure accounts are flat of position and profit/loss at end of day; Analyze complex issues and escalate matters appropriately; Contribute to process improvement and operational efficiency projects.
