Portfolio Compliance
Core
Evaluating proposed trades for compliance with investment guidelines, analyzing portfolio compliance alerts, and implementing automated solutions to support global equity and derivative trading strategies.
Role type
Portfolio Compliance Analyst (Automation & Technology Focus)
Builds
Automated compliance workflows and systematic enhancements for trading operations
Domain
Asset Management / Systematic Investing
Deliverable
production ML models | dashboards & analysis | client delivery
Required skills
Trade evaluation, portfolio compliance analysis, automation initiative contribution, equity and derivative instruments knowledge, systematic workflow enhancement, regulatory change adaptation
Preferred skills
AI tools and capabilities application, strategic and tactical thinking, proactive self-starter mindset
Technologies
AI tools, compliance systems, automated solutions
Responsibilities
Evaluate proposed trades against client contracts and regulations, review daily portfolio compliance alerts, support portfolio rebalance sessions, set up client guidelines in compliance systems, identify and implement automated workflow enhancements, analyze client restrictions for new portfolio initiatives
Seniority
Junior to Mid-level, hands-on IC