Senior Manager, Know Your Customer (KYC) Advisory Program Oversight
Core
Senior Manager leading KYC Advisory Program Oversight as a second line of defense to ensure AML compliance and risk management across Capital One Lines of Business.
Role type
Senior Manager, Compliance & Risk Advisory
Builds
Enterprise risk management frameworks, AML program health, and compliance consistency across business units
Domain
Financial Services / Anti-Money Laundering (AML) / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
AML compliance, risk management, program/project management, advisory/consulting, stakeholder alignment, regulatory guidance application, audit oversight, industry benchmarking
Preferred skills
Credit card/merchant AML expertise, data visualization (Tableau), CAMS or CRCM certification
Technologies
Tableau
Responsibilities
Lead strategic KYC and Higher Risk Banking Relationships projects; facilitate cross-functional engagement with AML Legal and LOBs; establish and lead KYC forums for risk resolution; oversee acquired portfolios for AML compliance; advise LOBs on AML requirements and remediation; challenge and assess AML risk business environment; stay current on AML regulatory landscape; oversee Enterprise KYC response to audits and regulatory reviews; conduct industry benchmarking on KYC components; educate Advisory teams on emerging trends; manage Exam, Audit, and MLRA KYC activities; oversee KYC Computer-Based Training administration.
Seniority
Senior, hands-on IC with strategic oversight
