Associate, Accounting - Commercial Controllers
Core
Support Capital One's Commercial Broker Dealers by managing accounting operations, financial reporting, and regulatory compliance.
Role type
Associate, Accounting (Commercial Controllers)
Builds
Monthly/quarterly financial reports, SEC regulatory filings, and automated data solutions for broker dealers.
Domain
Financial Services / Securities Industry
Deliverable
dashboards & analysis
Required skills
Journal entries, month-end closing, accounts payable management, financial reporting, SEC regulatory reporting, process improvement, automation implementation
Preferred skills
Master's in Finance/Accounting, 2+ years securities experience, Series 7/10/24/27/99 licenses
Technologies
Automation tools, data transformation platforms
Responsibilities
Prepare journal entries and monthly reconciliations, perform month-end closing and financial reporting, manage accounts payable, present analytics to leadership, support SEC and regulatory reporting, interact with auditors and business partners, drive process efficiencies
Seniority
Entry-level to Junior, hands-on IC
