Principal Associate - Risk and Compliance
Core
Manage settlement balancing, reconciliations, and system configuration for partners while acting as a liaison to Legal, Compliance, and Business Risk functions to develop and implement risk management approaches.
Role type
Senior IC risk and compliance associate (settlement operations)
Builds
Risk management processes, control workflows, and reporting systems for International Settlement
Domain
Financial Services / Payment Networks / Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Control design reviews, compliance risk assessments, control testing, risk reporting, third-party management, process design, remediation
Preferred skills
Control Self Assessment, Certified Internal Auditor, Certified Public Accountant (CPA), Certified Regulatory Compliance Manager
Technologies
Google Suite (Gemini, GEMS)
Responsibilities
Develop and implement job aids and tools for policy requirements; Maintain an accurate library of risks and controls; Monitor the risk and control environment for weaknesses; Provide education to employees on risk and control ownership; Create and distribute monthly risk reporting and complaints data; Lead customer complaint remediation projects
Seniority
Senior, hands-on IC
