Regulatory Control Analyst, AS
Core
Review and approve escalated KYC cases (Remediation, Regular Review, New Product Extensions, Event Driven Reviews) to ensure client risk ratings align with procedures and regulations.
Role type
Senior IC Regulatory Control Analyst (Financial Crime)
Builds
KYC file review and sign-off process for Anti-Financial Crime prevention
Domain
Banking / Financial Crime / Anti-Money Laundering (AML)
Required skills
Financial crime risk identification, KYC process expertise, regulatory compliance knowledge, risk assessment, stakeholder engagement, documentation, strategic operating model implementation
Preferred skills
AML/KYC degree or diploma, AI tool proficiency, subject matter expertise in financial crime laws
Technologies
MS Office (Word, Excel), KYC systems
Responsibilities
Review and approve client escalations for remediation and new product extensions; Assess risk factors identified by client lifecycle management; Engage with specialist teams for further escalation; Decide on client escalation to Governance Forums; Define and implement strategic operating models in-line with global standards.
Seniority
Senior, hands-on IC