CareerPlan

CB IB Operations & Controls - O&A Equity Distribution APAC Middle Office - AVP

Hong Kong, Intl Commerce CtrFull-time2026-10-08 → 2026-11-11

Core

Managing cash equity trading operations, client query resolution, and ECM IPO activities for the APAC region.

Role type

Senior IC middle office operations specialist (equities)

Builds

Trade lifecycle management, client onboarding, and ECM transaction support

Domain

Banking, Cash Equities, ECM, APAC Markets

Required skills

Cash equity trading operations, ECM IPO processes, trade lifecycle management, client onboarding, exception management, reconciliation, trade allocation, corporate actions handling

Preferred skills

APAC market knowledge, AI tool utilization, problem solving

Technologies

AI tools

Responsibilities

Daily trade capture and monitoring, trade allocation and client amendments, manual allocations for give-up trades and swaps, managing trade exceptions and error resolution, client sub-account setup and onboarding, supporting ECM primary and secondary transactions, reconciliation and control investigations

Seniority

Senior, hands-on IC