Branch Operations Analyst (Account opening team) - NCT
Core
Process account openings, closures, and name changes for cash, securities, and trading accounts while ensuring regulatory compliance and risk escalation.
Role type
Branch Operations Analyst (Account Opening)
Builds
Client trading and custody accounts
Domain
Banking operations / Securities trading
Required skills
FINI system knowledge, account opening process expertise, audit and reconciliation, regulatory compliance, communication, MS Office, workflow AI tools
Preferred skills
Banking operations experience, custodian function experience, digital transformation, process automation
Technologies
FINI, MS Office, workflow AI tools
Responsibilities
Process FINI tax ID registration, manage cash and securities account openings, handle account closures and name changes, prepare audit documentation, monitor pending items, communicate with brokers and tax agents, support system testing and upgrades, process monthly invoices
Seniority
Mid-level, hands-on IC