Manager, Data & Analytics Compliance, APAC
Core
Lead the compliance framework for the Data & Analytics business across Asia-Pacific, ensuring adherence to local regulatory obligations and protecting the firm's brand.
Role type
Manager, Compliance (Financial Services)
Builds
Compliance programs, regulatory policies, and assurance frameworks for APAC markets.
Domain
Financial Services / Financial Market Infrastructure / APAC Regulation
Required skills
Regulatory compliance management, policy development, risk assessment, stakeholder management, regulatory reporting, audit support, project management, cross-functional collaboration, financial market knowledge.
Preferred skills
Knowledge of HK SFC regulations, familiarity with WINGS Portal, experience with trading technology solutions.
Technologies
MS Office, WINGS Portal
Responsibilities
Develop and maintain business relationships within the D&A business; manage regulatory relationships and reporting with APAC authorities; provide compliance advisory and sign off on marketing materials; support regulatory change projects and horizon scanning; prepare governance reports and call out risks; manage compliance policies and procedures; review compliance controls and remediation plans; monitor training programs; support internal and external audits; oversee integration of Broker-Dealer compliance for trading technology.
Seniority
Manager, hands-on IC