Senior Manager, Digital Market Infrastructure Compliance
Core
Lead 2nd line compliance advisory and oversight for the Digital Market Infrastructure (DMI) business, ensuring robust compliance frameworks for DLT-based private fund marketplaces.
Role type
Senior Manager, Compliance Oversight (SMF 16)
Builds
Regulatory compliance frameworks and governance reporting for DMI's on-chain settlement and tokenization initiatives.
Domain
Financial markets infrastructure / Distributed Ledger Technology (DLT) / Digital Securities
Deliverable
client delivery
Required skills
Securities markets compliance expertise, regulatory advice and guidance, governance forum leadership, regulatory liaison, risk-based compliance assurance, commercial project regulatory support, regulatory filings management
Preferred skills
Experience with tokenization, settlement, and DLT-based asset classes
Technologies
Distributed Ledger Technology (DLT), on-chain settlement platforms
Responsibilities
Provide regulatory advice on DMI projects/products; Lead reporting to governance forums including the Board; Liaise with primary regulators (FCA, Bank of England); Assist in obtaining regulatory permissions and licenses; Manage regulatory filings and obligations; Coordinate regulatory horizon scanning and risk assessments
Seniority
Manager, hands-on IC with strategic oversight