Associate General Counsel - Personal Wealth Products
Core
Lead counsel for the Personal Wealth product organization, advising on the design, development, implementation, and distribution of innovative wealth offerings.
Role type
Senior individual contributor (Associate General Counsel)
Builds
Next-generation wealth solutions, product structures, and regulatory filings for retail wealth clients.
Domain
Financial services / Wealth management / Regulatory compliance
Required skills
Legal and regulatory advisory, product strategy partnership, cross-functional collaboration, risk management, regulatory navigation, client disclosure guidance, third-party partnership advice, emerging tech (AI) governance, product governance support, industry trend monitoring
Preferred skills
Integrated retirement/wealth experience, ERISA frameworks, fintech partnerships, digital platforms, distribution channel expertise, product governance committees, emerging retail products (crypto, stablecoins)
Technologies
AI, predictive analytics, digital advice platforms, fintech tools
Responsibilities
Advise on product design and launch from concept to market; Partner with product, compliance, and business leaders; Navigate complex legal frameworks (SEC, FINRA, ERISA); Guide responsible use of AI and data-driven technologies; Support regulatory filings and client materials; Monitor regulatory developments.
Seniority
Senior, hands-on IC
