Financial Compliance Reporting Analyst
Core
Execute tax form production, process IRS filings, manage escheatment, and handle regulatory notices to ensure shareholder account compliance with state and federal regulations.
Role type
Financial Compliance Reporting Analyst
Builds
Tax forms, IRS filings, escheatment submissions, compliance mailings, and ownership reports
Domain
Financial Services / Investment Management / Regulatory Compliance
Required skills
Tax reporting knowledge, Escheatment regulations, SS&C systems, Microsoft Office, Regulatory compliance (SEC/IRS), Data auditing, Process execution
Preferred skills
General tax reporting, Governmental agency regulations, SS&C navigation
Technologies
SS&C, Microsoft Office
Responsibilities
Execute tax form production and mock validations, Process IRS E-Filing and registration maintenance, Execute IRS B/C-Notices and Levies, Research and apply state escheatment regulations, Perform shareholder outreach for unclaimed assets, Process returned mail to update records
Seniority
Junior to Mid-level, hands-on IC