Sanctions Officer
Core
Review and approve potential sanctions and financial crime matches, manage escalations, and provide advice to the business to ensure compliance with sanctions regimes.
Role type
Sanctions Officer (Second Line Compliance)
Builds
Sanctions screening services and compliance advice for UK Broking divisions
Domain
Insurance / Financial Crime Compliance
Deliverable
client delivery
Required skills
UK financial sanctions regime management, OFSI/OFAC/UN/EU/FCA regulatory knowledge, financial crime risk assessment, escalation management, training delivery support, screening system assessment, management information production
Preferred skills
ComplyAdvantage platform experience, CII or London Market qualifications, ICA Diploma in Managing Sanctions Risk
Technologies
ComplyAdvantage, MS Word, Excel, PowerPoint
Responsibilities
Review and approve escalated financial crime and sanctions matters; manage own caseload of potential matches and referrals; support training and understanding programmes for sanctions requirements; screen client and counterparty books from acquisitions for risks; support outsourced service providers; assess screening system capability and output; monitor adherence to screening expectations; liaise with business on uncleared matches; assist in producing management information.
Seniority
Individual Contributor
