Risk & Fraud Control Analyst
Core
Protect the firm and clients by detecting and deterring fraud, money laundering, identity theft, and frequent trading through transaction monitoring and regulatory compliance.
Role type
Risk & Fraud Control Analyst
Builds
AML and Privacy programs, Suspicious Activity Reports (SARs), and risk mitigation controls
Domain
Financial Services / Anti-Money Laundering (AML) / Fraud Prevention
Required skills
Transaction monitoring, Customer Identification Procedures (CIP), Suspicious Activity Report (SAR) preparation, Regulatory compliance (AML/Privacy), Risk assessment, Investigation management, Report writing
Preferred skills
Transfer agency experience, AML and Privacy regulations expertise, Understanding of expected client behavior
Technologies
Transaction monitoring systems, RFC databases, Government reporting systems
Responsibilities
Review and analyze reports for fraud and AML events; Validate clients and monitor activity; Manage investigations into suspicious activities; Create and administer training; Maintain AML and Privacy programs; Perform risk assessments on business processes; Participate in RFC meetings
Seniority
Individual Contributor