IA Processing Specialist
Core
Process incoming requests related to Investment Advisory accounts, facilitating account openings and maintenance on the Wealth Management Platform (WMP) using a ticketing system.
Role type
Investment Advisory Processing Specialist
Builds
Advisory account operations and support for Financial Professionals
Domain
Financial Services / Investment Advisory
Deliverable
client delivery
Required skills
Investment Advisory knowledge, Broker-Dealer operations, Ticketing system proficiency, NetX360, Wealth Management Platform, Streetscape, SalesForce, Microsoft Excel, problem-solving, policy interpretation
Preferred skills
FINRA SIE exam completion, FINRA Series 7, Envestnet / Wealth Management Platform experience
Technologies
NetX360, Wealth Management Platform, Streetscape, SalesForce, Windows, Microsoft Excel, Word, Outlook
Responsibilities
Process incoming Investment Advisory requests, complete requests timely and accurately, collaborate with other departments and Envestnet, communicate with Financial Professionals and Support Center, analyze problems and follow through to resolution, meet satisfaction and production goals
Seniority
Entry-level, individual contributor