Financial Professional
Core
Trusted advisor providing comprehensive financial planning, investment guidance, and wealth management solutions to clients.
Role type
Senior IC financial advisor (wealth management)
Builds
Personalized financial plans, investment strategies, and wealth management recommendations
Domain
Financial services / Wealth management
Deliverable
client delivery
Required skills
Financial planning, investment management, portfolio construction, retirement planning, tax-efficient investing, estate planning, relationship management, regulatory compliance
Preferred skills
FINRA Series 7 and Series 66 licenses, CFP® designation, Bachelor's degree in Finance or related field
Technologies
Microsoft Excel, financial planning software, CRM, portfolio management software
Responsibilities
Develop and deliver comprehensive financial plans and investment strategies tailored to client objectives; Analyze investment portfolios and recommend adjustments based on goals and market conditions; Lead client review meetings to communicate financial planning recommendations; Identify opportunities for retirement, education funding, tax-efficient investing, and estate planning; Monitor client portfolios to ensure alignment with evolving needs; Support business development through networking and community engagement; Maintain accurate client documentation and ensure regulatory compliance.