Compliance Manager - CMP & GRC
Core
Lead Cboe's Compliance Monitoring Program (CMP) and Compliance Risk Assessment (CRA), implementing risk-based testing, monitoring, and reporting to manage compliance risk and support the Three Lines model.
Role type
Senior IC Compliance Manager (GRC & Risk)
Builds
Compliance testing programs, risk assessments, dashboards, and reporting mechanisms
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Compliance risk management, Three Lines model, control design and testing, regulatory requirements analysis, GRC platforms, project management, risk assessment, policy development
Preferred skills
AI concepts and responsible AI use
Technologies
Onspring, Archer, ServiceNow GRC
Responsibilities
Lead annual CMP planning, testing, and monitoring; execute Compliance Risk Assessments (CRA); develop compliance dashboards and reporting; maintain CMP policies and procedures; coordinate with regional partners for global alignment.
Seniority
Senior, hands-on IC