Sr. Compliance Manager – Operational Risk Testing
Core
Lead operational risk testing and compliance monitoring to evaluate Key's adherence to laws, regulations, and internal controls across all lines of business.
Role type
Senior Manager, Operational Risk Testing & Compliance
Builds
Risk-based monitoring programs, testing plans, and assurance reports for Key's operations
Domain
Banking / Operational Risk & Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Operational risk testing, compliance monitoring, risk assessment, team leadership, banking operations knowledge, regulatory knowledge (OCC, FRB, State Law), data analysis, issue remediation
Preferred skills
CISA, CIA, CFE, CRCM certifications, deep knowledge of financial services organizational structure
Technologies
Microsoft Word, Excel, PowerPoint, SAS, Tableau, ACL
Responsibilities
Lead and manage a team of operational risk testing professionals; Provide strategic direction for testing and monitoring engagements; Analyze risks and evaluate controls to identify gaps; Design and implement the REA operational risk testing program; Manage staff coaching and work quality; Coordinate with internal audit and line of business management; Identify process improvement opportunities
Seniority
Senior Manager, hands-on leadership with strategic oversight
