Compliance Officer
Core
Assist Invesco's Americas business operations and Invesco Canada Ltd. with regulatory compliance, policy maintenance, and risk oversight.
Role type
Compliance Officer (Advisory Compliance)
Builds
Compliance controls and regulatory adherence for mutual funds and institutional advisory clients
Domain
Financial Services / Investment Management / Regulatory Compliance
Deliverable
client delivery
Required skills
Securities regulation knowledge, Regulatory filing execution, Conflict of interest assessment, Policy and procedure development, Trade review and analysis, US and Canadian regulatory environment knowledge
Preferred skills
Back-office operations knowledge, Multi-asset strategies experience, Data analysis and surveillance tools proficiency
Technologies
Microsoft Office suite
Responsibilities
Assist with regulatory filings and keep policies/procedures current, Serve as point of contact for internal and external stakeholders, Complete trade review and analysis for regulatory compliance, Assist in developing and maintaining compliance policies, Support technology and data analysis compliance initiatives, Interact with global compliance team on regional initiatives
Seniority
Mid-level, hands-on IC