Senior Compliance Executive - EMEA Compliance Monitoring
Core
Lead thematic and continuous monitoring reviews across EMEA to ensure business activities align with regulatory expectations and safeguard integrity.
Role type
Senior Compliance Executive (Monitoring)
Builds
Risk-based compliance monitoring programme for EMEA business
Domain
Asset Management / Financial Services / EMEA Regulatory Compliance
Deliverable
client delivery
Required skills
compliance monitoring, audit, regulatory frameworks knowledge (FCA, CBI, CSSF, BaFin, AMF), cross-regional review leadership, strategic project contribution, management reporting, stakeholder engagement, analytical skills, prioritization
Preferred skills
background in compliance or audit, French or German language skills
Technologies
N/A
Responsibilities
Lead and contribute to thematic and continuous monitoring reviews across EMEA, Manage the end-to-end review lifecycle including planning and action tracking, Support ongoing monitoring and trade surveillance activities, Contribute to compliance input in strategic projects and change initiatives, Produce and support management reporting for CCOs and senior stakeholders, Partner with Compliance Advisory teams to translate findings into actionable insights
Seniority
Senior, hands-on IC