PGIM Custom Harvest - Client Service Associate
Core
Client Service Associate supporting Retail Separately Managed Accounts (SMA) and direct indexing strategies using ETFs for RIAs and wealth managers.
Role type
Senior IC client service associate (investment management)
Builds
Customized SMA portfolios of ETFs for tax-efficient outcomes
Domain
Asset management / ETFs / Direct indexing
Deliverable
client delivery
Required skills
knowledge of retail separately managed accounts, direct indexing, portfolio construction, financial regulations, FINRA 7 & 66 licenses
Preferred skills
ETFs and structured products knowledge, CFA designation
Technologies
Client Portal
Responsibilities
Develop and review client transition proposals with financial advisors, prepare and review client performance reports, perform new account analysis and coordinate acceptance, liaise with FA/clients and internal stakeholders, respond to account inquiries via Client Portal, ensure resolution of FA/Client inquiries and requests
Seniority
Mid-level, hands-on IC