Senior Associate - SEC and Financial Reporting
Core
Prepare and review external financial reporting, SEC filings (10-Q, 10-K, 8-K), and management reporting packages for an asset manager.
Role type
Senior Associate, SEC & Financial Reporting
Builds
External regulatory filings, quarterly earnings materials, and firmwide AUM reports
Domain
Financial Services / Asset Management / Public Company Reporting
Required skills
U.S. GAAP, SEC reporting requirements, financial statement preparation, audit support, process documentation, data analysis
Preferred skills
XBRL reporting, Workiva, Oracle/GL systems, AI tools for workflow automation
Technologies
Microsoft Excel, Microsoft PowerPoint, Oracle, Workiva
Responsibilities
Prepare and review external financial reporting and SEC filings; Support preparation of quarterly earnings materials and Board presentations; Analyze firmwide AUM and key business drivers; Assist with disclosure checklists and statutory financial statements; Partner on financial close and reporting process improvements; Provide guidance and training to offshore team members; Collaborate on reporting system enhancements and automation; Support SOX compliance and internal controls; Monitor emerging accounting standards and regulations; Assist with quarterly reviews and annual audits.
Seniority
Senior, hands-on IC
