Advisor Licensing Program
Core
A 6-month training program for aspiring Financial Advisors to obtain licensure and graduate as Associate Financial Advisors supporting mass affluent investors.
Role type
Associate Financial Advisor (Training Program)
Builds
Investment solutions and financial plans for mass affluent clients
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Financial planning, investment solutions, consultative sales, client relationship management, risk mitigation, compliance, data analysis
Preferred skills
SIE license, prior financial tele-sales or call center experience, Microsoft Office proficiency, PC/data input skills
Responsibilities
Pass FINRA licensing exams (SIE, Series 7, 66), provide incoming client service calls, design investment solutions, maintain client books, conduct proactive client outreach, mitigate risk and ensure compliance
Seniority
Entry-level, training program