Director, Transparency Services Equities
Core
Own the business and P&L for FINRA's OTC Equity products and facilities, shaping market structure and driving product development for unlisted equity markets.
Role type
Director, Product Strategy & Market Regulation
Builds
OTC Equity products, market data facilities, and regulatory policy frameworks
Domain
Financial Services / Securities Regulation / OTC Markets
Deliverable
production ML models | product features | dashboards & analysis | client delivery
Required skills
P&L management, product strategy, regulatory policy development, stakeholder engagement, real-time market oversight, cross-functional leadership, business planning, pricing model development
Preferred skills
Equities trading/sales experience, cryptocurrency trading knowledge, tokenized equities familiarity, ATS experience, financial market infrastructure knowledge, MBA/JD
Technologies
Microsoft Excel, PowerPoint, ATS, Market Data Systems
Responsibilities
Own P&L and business operations for OTC Equity products; Define market structure issues and policy positions; Lead decision-making on market halts and corporate actions; Serve as primary external contact for trading firms and regulators; Manage real-time response to market events; Lead cross-functional teams on product launches.
Seniority
Director, Strategic Leadership
