Senior Analyst, TS Market Operations
Core
Monitor live trading activity across FINRA's trade reporting facilities, resolve real-time issues, and serve as a trusted point of contact for member firms and regulatory partners.
Role type
Senior IC market operations analyst
Builds
Trade reporting facilities and market integrity
Domain
Financial services / Securities regulation
Deliverable
Dashboards & analysis
Required skills
Securities/financial markets operations experience, FINRA and SRO rules knowledge, Securities Exchange Act of 1934 knowledge, securities rule violation identification, analytical thinking, critical thinking, attention to detail, written communication, verbal communication, organizational skills
Preferred skills
Financial systems and databases experience
Responsibilities
Monitor intra-day trading via system alerts, phone, and email; resolve routine matters independently; respond to inquiries from member firms and vendors; maintain operational databases; document alert review activities; present matters to senior leadership; assist junior analysts; evaluate requests for market integrity
Seniority
Senior, hands-on IC
