Financial Planning Consultant
Core
Partners with Financial Advisors to conduct financial analysis, design portfolios, and create comprehensive financial plans covering retirement, tax, risk management, and estate planning for clients.
Role type
Financial Planning Consultant (Paraplanner)
Builds
Tailored financial analysis and comprehensive financial plans
Domain
Financial Services / Wealth Management
Required skills
Financial analysis, Retirement planning, Risk management, Estate planning, Education funding, Small business planning, Tax consulting, Securities market education, Compliance adherence, Client communication
Preferred skills
Registered Paraplanner designation, Series 7, 63, 65, 66 licenses
Technologies
FINRA licensing systems, Portfolio management tools
Responsibilities
Review clients' current portfolio design and goals, Evaluate retirement needs and recommend alternatives, Research and provide recommendations on risk management and insurance, Design and recommend tailored financial plans, Prepare presentations to communicate recommendations, Perform detailed document reviews and analyze client situations, Monitor clients' financial situations, Respond to client questions via phone, email, and visits, Educate clients on securities markets, Assist with estate planning and education funding, Conduct research on income tax and legal issues, Open, transfer, and close customer accounts, Obtain and verify client transaction instructions, Ensure firm and regulatory policies are followed
Seniority
Mid-level, hands-on IC