Financial Crimes Advisor, Internal Audit
Core
Conduct limited-scope internal audits of financial processes, evaluate controls, and develop risk profiles to strengthen internal controls within a financial services firm.
Role type
Mid-level internal audit advisor (financial crimes/risk)
Builds
Internal control frameworks and risk mitigation strategies for business processes
Domain
Financial services / Regulatory compliance / Internal Audit
Required skills
Auditing and risk assessment, Financial markets and products knowledge, Finance and accounting fundamentals, Operational risk controls, Regulatory compliance analysis, Control testing and evaluation, Process improvement recommendations, Data collection and analysis, Written reporting, Stakeholder communication
Preferred skills
CAMS, CFE, CGSS certifications, Strategic thinking, Adaptability to changing priorities
Technologies
Audit software, Data analysis tools, Risk management platforms
Responsibilities
Lead risk assessments, audit testing, control evaluation, and work paper documentation; Partner with control community to evaluate and strengthen the control environment; Perform ongoing analysis of risk trends and business monitoring; Independently test operational effectiveness to validate controls; Identify, assess, and document risk management and control issues; Prepare written recommendations and follow-up plans for business process improvements.
Seniority
Mid-level, hands-on IC
