Analyst, Executive Consultant
Core
Home-office analyst supporting operational and trading activities for Rule 10b5-1 stock trading plans and corporate clients' equity plans.
Role type
operational analyst (securities trading)
Builds
client accounts and securities transactions
Domain
financial services / securities trading
Required skills
securities trading operations, account maintenance, trade order processing, regulatory compliance, data management, Excel, FactSet
Preferred skills
numerical aptitude, critical thinking, workflow improvement
Technologies
FactSet, Excel, Access, Smartsheet, Word
Responsibilities
Facilitate opening and maintenance of client accounts; Process and follow up on client documentation; Receive and process unsolicited trade orders; Monitor receipt and processing of securities; Ensure trades are executed and confirmed; Resolve unconfirmed trades; Maintain currency in trading policies and regulatory changes; Update and maintain data in required databases.
Seniority
Mid-level, hands-on IC
