Director, AML & Financial Crimes – Enterprise Fraud Governance
Core
Develop, administer, and lead the Fraud Governance pillar of the firm's global Fraud Risk Management program, shaping strategy, policies, and standards to ensure program strength amidst evolving fraud threats.
Role type
Director, Enterprise Fraud Governance
Builds
Enterprise fraud risk governance framework, policies, standards, and reporting mechanisms
Domain
Financial Services / Anti-Money Laundering (AML) / Financial Crimes
Required skills
Enterprise strategy development, Governance framework design, Executive communication, Policy development, Risk analysis, Regulatory change management, Cross-functional leadership, Project management, Team management, Issue management
Preferred skills
Securities and banking industry knowledge, Knowledge of USA PATRIOT Act and Bank Secrecy Act, Understanding of broker-dealer and banking operations, Experience with regulatory examinations and audits
Technologies
N/A
Responsibilities
Own and drive the evolution of the enterprise fraud governance strategy and framework; Lead the development and maintenance of enterprise-level fraud-related policies and standards; Provide strategic oversight of internal and external fraud risk assessments; Establish and oversee the enterprise fraud risk monitoring and reporting framework; Set the direction for the firm's Enterprise Fraud Risk Management Committee; Serve as a primary fraud governance liaison to senior and executive management; Drive enterprise-wide coordination and accountability for fraud risk management practices; Provide strategic direction for fraud-related regulatory change management; Lead and coordinate responses to regulatory exams and inquiries; Oversee the management and escalation of fraud-related issues; Partner with various control and process owners to design and execute strategic initiatives; Represent the firm in senior-level internal and external working groups; Plans, assigns, monitors, reviews, evaluates, and leads the work of the Fraud Governance team; Lead and support special projects and strategic initiatives
Seniority
Director, Strategic Leadership & Team Management