Mass Account Transfers Operations Consultant
Core
Lead and coordinate large-scale account transition initiatives supporting acquisitions, business conversions, and strategic onboarding projects across the firm.
Role type
Senior Operations Consultant (Mass Account Transfers)
Builds
Seamless execution of complex account transfer programs for Private Client Group
Domain
Financial Services / Wealth Management Operations
Required skills
Project management, cross-functional leadership, stakeholder influence, operational process design, risk mitigation, regulatory compliance, complex problem solving, communication strategy, resource management, analytical thinking
Preferred skills
Mass account transfer experience, business conversion expertise, acquisition integration, technology/compliance/risk partnership, formal project management certification, FINRA Series 99, SIE license
Technologies
None stated
Responsibilities
Lead large-scale mass account transfer initiatives; serve as primary operational point of contact; manage concurrent projects across Operations, Technology, Compliance, Legal, Risk, and business leadership; facilitate project meetings and drive issue resolution; develop and execute project plans and communication strategies; build partnerships with Private Client Group leaders and advisors; analyze operational challenges and identify solutions; influence stakeholders to ensure alignment and execution; monitor project progress and address obstacles; create communications for senior leadership, advisors, and external partners.
Seniority
Senior, hands-on IC