Fixed Income Operations Advisor
Core
Acquire and track documentation for account opening, review documentation for regulatory compliance, and assist in resolving operational issues within Fixed Income Capital Markets.
Role type
Fixed Income Operations Advisor
Builds
Operational infrastructure and documentation workflows for Fixed Income Capital Markets
Domain
Financial Services / Fixed Income Capital Markets
Deliverable
client delivery
Required skills
Regulatory compliance, documentation management, process implementation, analytical thinking, stakeholder communication, project coordination
Preferred skills
Paralegal certification, Series 24 license, Series 7/63 license
Technologies
Standard office equipment, required software applications
Responsibilities
Acquire and track account opening documentation, review documentation for regulatory requirements, assist in resolving operational questions and problems, coordinate special analyses and information reports for management, perform periodic reporting on work progress and project completions
Seniority
Mid-level, hands-on IC
