Sr. Analyst AML-Financial Intelligence Unit (FIU) Transaction Monitoring
Core
Conduct end-to-end investigations into suspicious transactional activity to ensure adherence to regulatory expectations across securities and banking lines of business.
Role type
Senior AML Financial Intelligence Unit Analyst
Builds
Suspicious Activity Reports (SARs) and regulatory submissions for law enforcement
Domain
Financial Services / Anti-Money Laundering (AML)
Deliverable
client delivery
Required skills
SAR narrative writing, knowledge of bank and brokerage products, knowledge of financial crime typologies, understanding of emerging financial risks (crypto, sanctions), pattern recognition in transactional data, regulatory compliance knowledge
Preferred skills
Brokerage industry experience, CAMS certification
Technologies
Internal transaction monitoring systems, external research tools, negative news screening
Responsibilities
Investigate potentially suspicious activity from monitoring or referrals, analyze client background and fund movements, submit 314(b) requests and RFIs, prepare and submit SARs, communicate investigation findings to senior leadership, administer AML policies, monitor regulatory developments, train and mentor team members
Seniority
Senior, hands-on IC with moderate project leadership